SEC and FINRA Cloud Compliance
Understanding SEC and FINRA compliance using a cloud-based IT model can be a challenge. Diverse Technology Solutions (DTS) makes it simple. We have over a decade of experience hosting cloud solutions for SEC and FINRA regulated businesses and provide the necessary guidance—and guarantee—these businesses need to comply with Regulation 17a-4: Privacy of Consumer Financial Information.
Why DTS SEC and FINRA Compliant Cloud Services?
With DTS as your cloud service provider, you can meet the highest level of Rule 17a-4 for SEC compliance and facilitate less painful IT audits. We offer a variety of cloud hosting solutions to assist in meeting compliance regulations:
- VoIP voice call recording.
- Encrypted email hosting.
- Private cloud hosting.
- Data encryption in the cloud.
- Secure email archiving.
- Secure data hosting.
- Document management in the cloud.
- IT Security audits.
- IT security policy writing and compliance documentation.